“How to Bullet Proof Your Career in Your 40s and 50s.” This is the title of an ACC Chicago Chapter Program attended by well over 90 in-house attorneys at the East Bank Club in Chicago. When I heard the title I questioned why, in a lawyer’s prime years, must she think about bullet proofing her career just because she turns 40?
I have always believed, and I am confident that I am absolutely correct, that we become better lawyers with age. Of course this is not simply due to age. Age is a measure of time, not ability. However, as we move through time, we continue to add to our experiences, legal and otherwise. This naturally leads to more personal observations, broader perspectives, situational experiences with outcomes good and bad, substantive and practical knowledge or what I dare to sum up in one word – wisdom.
What is wisdom? The ability to discern or judge what is true, right or lasting, insight, common sense, good judgment, the sum of learning through the ages (Dictionary.com). Over the course of a career, a lawyer is involved in hundreds of situations in which people at various levels within an organization rely upon her to exercise good judgment, avoid pitfalls, maximize profit, provide insight, reduce risk, counsel, guide, sometimes cajole and always protect them from harm. There is no substitute for these experiences in terms of gaining wisdom. No book learning can take the place of actual hands on experience. So then, wisdom is an extremely valuable asset for an in-house attorney to offer her client.
The following words capture the essence of this value:
And if riches be a desirable possession in life, what is more rich than Wisdom, who produces all things? And if prudence renders service, who in the world is a better craftsman than she? … Again, if one yearns for copious learning, she knows the things of old, and infers those yet to come. She understands the turns of phrases and the solutions of riddles; signs and wonders she knows in advance and the outcome of times and ages. Wisdom 8:5-8
Generally, I would guess that practitioners of most occupations benefit from years and years of experience. Who doesn't feel better as they get on the plane when the pilot has a bit of silver in her hair, or when wheeled into the operating room, the surgeon has a slight grandfatherly appearance? But at the risk of offending fellow professionals, lawyers seem particularly well suited to becoming better with age. Of course, age does not equal wisdom, but it suggests it. One can rarely achieve the same level of wisdom without the passing of time as with it, the more the better.
So, I am truly perplexed why any potential employer would look at a seasoned lawyer and believe for a even a moment that she is “too old.” Rather, I would expect that the hiring committee would welcome a bit of silver in the hair, a few wrinkles, an age spot or two. I cannot help but to cite from the Bible once again to make the point:
A great number of wise men (seasoned in-house counsel) is the safety of the world (corporate client), and a prudent king (CEO), the stability of his people (shareholders); so take instruction from my (GC) words, to your profit. Wisdom 6:24-25
Now those are wise words!
Thoughts on legal leadership viewed through the lens of an experienced general counsel, C-Suite leader and association board of director, with particular focus on ethical, moral and professional issues confronting in-house lawyers and compliance professionals.
Friday, September 20, 2013
Humility
Humility - the quality or condition of being humble;
modest opinion or estimate of one's own importance, rank, etc. Dictionary.com
How can an in-house counsel balance this most important of
virtues with her efforts to build confidence in her client that she is
trustworthy, her advice competent and her leadership and guidance
effective? Doesn't an effective lawyer have to demonstrate
assertiveness (even aggressiveness), boldness, strength and confidence to meet
the expectations of her client?
The answer is yes – she must exhibit these traits, but I
suggest it must be done from a perspective of humility. A true humble nature residing in the heart of
the lawyer will do much more to build a strong relationship with her clients
and help her serve the business more effectively. To be clear, I do not mean to confuse being humble
with being hesitant, reluctant or afraid or in any way lacking in confidence.
There is a sure air of confidence and a certain je ne sais quoi surrounding people who
are highly effective at what they do, yet are self-effacing. Jim Collins, the author of “Good to Great”, a recent management book about
eleven of the most successful companies in the United States , says, “There is a
direct relationship between the absence of celebrity and the presence of good
to great results.” There are many
reasons for this according to Collins, but I want to focus in this short space on
why humility is a necessary element of success.
As you contemplate the level of humility you reflect onto
others, think about how you view this trait in your peers and colleagues. Are you motivated by clients or company
leaders who are inconsiderate, egotistical, bombastic, grandiose? Do you champion their cause, give them the
benefit of the doubt when challenged, support their initiatives wholeheartedly
and honestly? Or, do you find yourself aligning
with people within your organization who are kind, gracious, self-effacing,
understated, all the while being highly effective? I believe the answer is obvious, at least for
me.
The in-house lawyer has the challenge of performing under
the client’s perception of what a lawyer should be (often not a flattering
image of the lawyer) and maintaining her professionalism and integrity. I believe that this can be done by maintaining
a servant perspective, reflecting modesty and respect for others and their
opinions, but standing strong (respectfully) on issues for which there is no
compromise. None of us have all the answers to every clients every
question and we shouldn't act like we do.
To be effective a good lawyer must be assertive, confident,
bold, decisive, and at times strong-willed, aggressive, forceful and sometimes
obtrusive. In doing so she must not give
up her kindness, modesty, politeness, professionalism, integrity, respect for
others, acknowledgement of authority and understanding that she is not perfect,
in a word – humility. This is a tough
balancing act for the in-house counsel. I
encourage you to think and reflect about why humility might be a good thing for
you to consider as you approach your clients.
Friday, June 21, 2013
It takes Great Courage to Do the Right Thing
“Courage is rightly esteemed the first of human qualities... because it
is the quality which guarantees all others.”
When Bob Sorensen came to Spiegel in June 2001, it was to be the capstone of a very successful legal career. He would end on a high note as the GC of a Chicago institution, a grand catalog company with national retail operations (Eddie Bauer) and one of the most lauded internet sites of the time. With revenues upwards of three billion dollars, Spiegel was one of the big retail players. Sales were strong, or so it appeared, and the company was doing reasonably well.
As set forth in the
report, when faced with important decisions on corporate action, Sorensen repeatedly
insisted on taking the high road at each and every ugly turn. While this may seem an obvious choice, the
report makes it very clear that Sorensen was the leader of a small and distinct
minority of U.S. executives who advocated
taking the right actions over the objection of senior German leadership.
Winston Churchill
I wrote
a column a while back in which I discussed a difficult decision that might one day be faced by every general counsel – whether to “press the button” that could kill
their career for the sake of doing what is right or to preserve their future by
towing the company line (Courage,
Influence and Civility). Reflecting on this column triggered memories of a past experience at my former company. In 2002, Spiegel, Inc. was experiencing a perfect storm – SEC compliance failures, alleged fraud on the part of the directors (who have denied any wrongdoing), problems with the company's credit issuing bank and the secured assets it leveraged to generate cash, issues with its lenders and breached loan covenants, a crashing retail environment and defaulting credit card holders.
I had the privilege of working for a general counsel who walked the walk when faced with the “press the button” decision. My personal commitment to ethical behavior was affirmed and strengthened through my mentor’s example.
When Bob Sorensen came to Spiegel in June 2001, it was to be the capstone of a very successful legal career. He would end on a high note as the GC of a Chicago institution, a grand catalog company with national retail operations (Eddie Bauer) and one of the most lauded internet sites of the time. With revenues upwards of three billion dollars, Spiegel was one of the big retail players. Sales were strong, or so it appeared, and the company was doing reasonably well.
However, under the surface, trouble was brewing and it was about to become public. The SEC was investigating Spiegel, the OCC was investigating the bank it owned, outside counsel was forced to “noisily” withdraw from representing the company and sales started to dive.
So, not long after becoming the General Counsel of Spiegel Inc. in June 2001, Sorensen was put in the unenviable position of guiding a sinking ship through waters fraught with compliance issues. Rather than set forth the sordid details in this brief column, I refer the reader to the SEC Independent Examiner’s Report (Crimmins Report) – an excellent read and a very good tool to help lawyers gain a real sense of what it means to be faced with a career ending ethical decision. I strongly urge all in-house counsel to take the time to read the report.
Sorensen had the good fortune to work side by side with Mike McKillip, Vice President of Audit, who reported directly to the parent’s audit committee in Germany. Together, these men faced many ethical challenges, the seriousness of which are faced by few people in their careers. They were subject to intense internal political fallout, peer criticism and potential civil and criminal exposure. Notwithstanding these pressures, these men never once wavered from their commitment to do what is right.
Not one year into his tenure, according to the report, German management referred to Sorensen, McKillip and others in U.S. management who repeatedly communicated the troubling situations with the SEC etc. to the board, as “black painters” – pessimists who were exaggerating the seriousness of the situation. They dismissed their objections as flights of fancy. It was suggested that Sorensen be terminated.
Sorensen and McKillip would tell
you today that the pressure they faced from the board of directors and the
expatriate CEO was so intense that it took years off their lives. Yet they stayed with the company and insisted
on doing the right thing. Sorensen and
McKillip ended up staying with Spiegel to the bitter end, Chapter 11 and the ultimate
sale of all assets.
When their tenure at Spiegel ended,
Sorensen retired and McKillip went to work as the Director of Internal Audit
for the Evangelical Lutheran Church of America – he used to say that he went to
work for God. McKillip died last
September at the age of 59, and I (along with several colleagues) truly believe
that his days at Spiegel contributed to his death at a young age. Both men have inspired many others by way of
their honorable and ethical example.
Mike McKillip was a very good
friend of mine and I know that he would not have done anything differently if
given another chance, even knowing how it would affect his health. Among many honorable legacies left behind by Mike
McKillip, his unwavering commitment to ethical corporate citizenship is among
his greatest.
What is the moral of the
story? Today’s general counsel often serves as more than just the top legal advisor in a company: trusted business advisor, financial analyst, compliance officer, ethics compass, counselor and advocate. Because the GC has more than one role, she may face an increase in the number of circumstances that require her to provide ethical or moral analysis and not limit herself to just business or legal considerations. At the end of the day, each of us
must be able to look at ourselves in the mirror and be content with who we see. We, like Sorensen and McKillip, must know that we have
done our best to represent our clients zealously, professionally, competently
and ethically. We must ALWAYS do the
right thing.
Character
cannot be developed in ease and quiet. Only through experience of trial and
suffering can the soul be strengthened, vision cleared, ambition inspired, and
success achieved.
Helen Keller
Tuesday, April 2, 2013
Intimacy?
“Intimate” might at first seem like a funny word to describe the in-house attorney’s relationship with his corporate client. But what is intimacy in the context of in-house lawyering? According to Dictionary.com: Intimacy is “a close association with or detailed knowledge or deep understanding of a place, subject, period of history, etc.”
So, intimacy is really quite an appropriate word to describe the important relationship an in-house lawyer has with his client. Because of our professional obligations, we cannot help but have a “close association” with our clients. As in-house lawyers, we also strive for a detailed and deep knowledge and complete mastery of our businesses.
When people ask me why I chose to work in-house, one of the reasons I offer is my desire for a higher level of intimacy with the client - a higher level than can be achieved as an outside lawyer. As an “embedded” legal executive, I am with the business people on a day to day basis. I sit with the top executives, participate in policy making meetings and on committees formed to address issues in various disciplines, attend marketing presentations and sales meetings and work closely with the purchasing, risk management, marketing, finance, audit, human resources, accounting departments and the board. But even more importantly, I have the opportunity to see the warehouse, tour the plant, visit the loading dock and the quality control labs. An in-house lawyer has a unique opportunity to learn the entire business from the bottom up.
Many companies today require executives to spend time in the manufacturing facility, at the retail store, on the production line, in the research lab, manning the grill or working some other front-line job to help them understand how the business operates. If your company does not do this, then you should be proactive about doing it yourself. Knowing the ins and outs of your business is essential in making you a better lawyer for the business.
When you know the business inside out, it is easier to: defend cases, draft contracts that better address the unique needs of your business, appreciate the human resource climate, understand the culture and know what is important to the business. Most importantly, it becomes much easier to be proactive and provide value in ways the business might not expect from their lawyer.
For example, a lawyer friend of mine from another company was called by the president of one of the operating companies he supports when a customer approached the president about jointly creating a new product. My lawyer friend's company is not an R&D company; it manufactures a low tech product sold on the commodity market. Because my friend is embedded in the business, he knows it very well. His clients, including the president, know how engaged he is and thus regularly consult him on a myriad of legal and non-legal matters. The president called him as soon as she hung up the phone with the customer. My friend sat in on the initial meeting with the business folks and the potential partner and was able to identify several very important potential pitfalls that were not even on the president’s radar screen. My legal friend helped craft an agreement that protected his company from the pitfalls as well as ensure proper ownership in the potentially profitable jointly developed product.
In short, the lawyer who knows his business is a better team member and a much more valuable asset to the company than a lawyer who does not. In order to be a good team member, the lawyer must be focused on cooperation and coordinate his effort with the group. Of course, a successful team member must understand how the team works and, ultimately, the final goal of the team. Becoming “intimately” involved with your business gets you and your team to the goal line and beyond.
Wednesday, March 20, 2013
Think
Think
(think) think (think) think (think)
think
(think) think (think) think (think)
Yeah, think
(think, think), let your mind go, let yourself be free.
(Aretha
Franklin – “Think”)
I once had the opportunity and privilege to hear
Charlie Wunsch speak to a group of legal professionals at a daylong conference
in Chicago. Charlie is the General
Counsel, Corporate Secretary and in charge of Legal and Government Affairs for
Sprint Nextel. Charlie struck me as a
fairly modest man, not one to herald his title or accomplishments to impress
people. Which, of course he certainly
has the right to do since he works for one of the largest telecommunications
companies in the world and has a terrific amount of responsibility. I mention his position only because it helps
to know his background when we consider his remarks.
Charlie spoke of the fast pace at which technology has
advanced over the years, reviewing how human communication has evolved from
pre-history communication of a few hundred feet (the distance at which the
human voice can be heard) to mail delivered by horse to crude telephone
communications all the way to instant communication from anywhere in the world
via the internet. I don’t have the space
to relate all of the wonderful examples he gave, but each was a fascinating
example of progress for that time. Let’s
just take notice of the fact that in today’s world, we can communicate
instantly with anyone in just about any place on earth and beyond.
What does the age of instant communication have to do with
lawyering? Well, an awful lot. With the age of instant communication comes
the expectation of instant answers. Clients
look at us as if we are the legal equivalent to the
internet. Google a question and wait a
few seconds for an answer. Well, we as
corporate lawyers know that providing counsel to a client requires careful
thought, analytical skills, judgment, experience, emotional intelligence to
interpret the data, context and other factors.
Lawyering is not only an acquired skill, but an art. The process of thinking requires us to use
all of the above mentioned qualities and roll them into an answer suitable for
our client. We can’t deliver well
thought solutions without the opportunity to “well think” them! We are not the legal equivalent of the
internet with a Google search page built into our systems.
I will paraphrase some of Charlie’s remarks on how this
affects lawyers. Change is too rapid and
profound today for lawyers to always be in reactive mode. Lawyers must not only anticipate change, but also the consequences of change
in order to be prepared to help our companies.
We have to help our clients navigate the changes using the very
technology that makes it harder to have the time to do the job right – by
taking away the time we need to THINK!
Charlie reminded the group that we have to force our clients
to give us time to think. Why? Because “It is our capacity to think
critically, creatively and clearly explain our reasoning, that gives our
service value. If you eliminate the
thinking time, you eliminate the value of those costly legal services.”
You would almost think that Aretha was singing about the
lawyer/client relationship when she sang:
“You need me and I need you (don't
you know). Without each other there
ain't nothing people can do. Think (think) think (think) think (think). ”
A very thoughtful lady that Aretha Franklin!
Wednesday, August 29, 2012
Courage, Influence and Civility*
Courage, influence and civility*
Courage is not simply one of the virtues, but the form of every virtue at the testing point. -C. S. Lewis
A few weeks back, I had the pleasure of attending an ethics program co-sponsored by DLA Piper and Major, Lindsey & Africa . Susan Lichtenstein (Hill-Rom), Stasia Kelley (DLA Piper) and Paul Williams (MLA) informed an attentive audience of what it is like to be in the boardroom when it comes time to make a very personal decision – whether to “press the button” that will effectively end your future with the company, if not your career.
In a nutshell, the program focused on the GC as trusted adviser, financial analyst, compliance officer and legal advocate. The panel discussed the business needs for a GC with multi-dimensional skill sets and what happens as a result – an increase in the number of circumstances in which the GC is faced with business/legal situations requiring ethical (and not just business or legal) considerations.
GCs are faced with balancing the need for creating trust and synergy with the business team against ethical obligations to ensure the company is behaving “properly” – meaning legally and, in some cases, “ethically”. How can a GC continue to build relationships with the business operation executives while also acting as the company’s moral compass, responsible for reporting ethical breaches to the board?
First, the GC must have an unwavering commitment to ethical conduct at all levels in the company. She must sow the seeds of a “culture of compliance” and nurture that culture throughout her tenure. This commitment must be unwavering, for it will no doubt be tested.
Second, she must not only talk the talk, but she must also walk the walk. Ethical considerations should be raised whenever an ethical concern presents. Ethical considerations should also be part of the decision matrix, so as to ensure consideration of the ethical implications of a decision, even if ethical concerns are not immediately obvious.
Third, the GC must make known her commitment to ethics to every board member, executive and line worker in the company. It must be communicated to the company frequently and regularly. GCs have influence within their organizations and should use it.
Fourth, she must have an excellent relationship with the board so that each member feels absolutely confident that if the time comes, she will press that button and make them aware of all serious issues affecting the company. More importantly, they will trust her judgment and follow her advice in rectifying the problem.
In thinking about how we might influence our organizations in the care and feeding of an ethical environment, often overlooked is how we might influence our outside lawyers to practice in an ethical and civil manner. Lawyers do not enjoy a reputation for being kind to one another. Often, clients expect us to act nasty, disrespectful and mean to our adversaries. Some clients even believe that a lawyer cannot possibly zealously represent a client unless they act in such a manner.
I believe in-house lawyers, and particularly GCs, are well positioned to work a change in the legal environment so that clients will learn to expect nothing less than the utmost in decency from their lawyers. In-house lawyers hire and pay firm lawyers. Firms listen to their clients. If we charge our outside team of lawyers with the responsibility to be civil, professional and yes, even polite – they will listen. I am absolutely convinced that if we reward professional behavior (with fees and more work) and discourage underhanded gamesmanship (by referring work to other firms), the legal world will change.
In-house lawyers have the responsibility to foster a culture of compliance and ethics within their own organizations. In thinking outside the box (extending her influence outside the company), the GC can extend her influence beyond a culture of ethics, to one of civility by and between the outside lawyers, as they zealously advocate for their clients.
Each of us must be able to look at ourselves in the mirror and be content with what we see. We must know that we have done our best to represent our clients zealously, professionally, competently and ethically and that we have conducted ourselves in a manner that reflects well on the profession we have chosen.
*Originally published on August 9, 2012 here:
http://h20cooler.wordpress.com/2012/08/09/inside-perspective-courage-influence-and-civility/
Saturday, March 10, 2012
Emotional intelligence — don’t forget the human element*
A lawyer friend told me a story last week about a case she had been working on. Turns out that years ago, one of the employees at her company was severely injured in a tragic plant accident while on the job in South Carolina. The case settled long before her tenure at the company began. Because of a bookkeeping snafu, the company continued to make payments for medical coverage for the injured worker for years after the settlement, payments that it had no obligation to make. Recently, upon discovering its error, the company decided to discontinue making the payments. My friend, the company lawyer, was tasked with communicating the decision to the former employee.
The former employee was well respected and very well liked. Her injury impacted many of the people with whom she worked as well as those in the administrative offices who handled the subsequent lawsuit, human resources issues and workers’ compensation claims. The company bent over backwards and went far beyond its legal obligations in assisting the employee at the time of the injury and, as it turns out, after the matter should have concluded with the settlement. Even decades later, people at the company who worked with the former employee tear up when discussing the case.
You might guess that it was difficult for my friend to manage the case because of the emotional elements surrounding the injury and the impact it had on the injured worker’s life. However, lawyers deal with many “emotional” issues and must separate themselves from the personal aspects of cases such as this one. She handled the matter as she would any other personal injury case – in a very business-like and professional manner. No problem there.
However, the real challenge came from within the company – from those who worked closely with the former employee. Because she was so well-liked, the emotional scars that remained were aggravated after all the years. My attorney friend experienced pushback from some of the employees with whom she needed to work to resolve the cessation of the gratuitous medical benefit payments. To her, it was simply a part of her everyday business/legal work. But to those with whom she worked, the case tore open long since hidden wounds and emotional trauma that evoked very emotional responses.
As in-house lawyers, we often deal with emotional issues. To preserve our sanity, we disassociate from the emotional elements of the matter so that we can make an objective legal decision. However, once we have done that, we must invoke our emotional intelligence skills in order successfully implement the recommended action, especially when working with others who may not be used to doing that. A lawyer’s “business as usual” manner may well be off-putting to those unaccustomed to turning off their emotions in this way.
In a situation such as this, to help ensure that such an emotionally charged task goes smoothly, the first thing one should do is reach out to those involved in the original case to get a handle on how the company dealt with the emotional issues at the time of the accident and the emotional impact that it had on the work force, paying particular attention to the people who were directly involved and their feelings at the time. Then reach out to those still with the company, and who would be assisting in effectuating the change, to assess their current emotional state regarding the incident. Clearly, as it turns out, they were still very much impacted by what had happened to the former employee. According to my friend, there may have been undue feelings of guilt associated with the accident and a general feeling of “there but for the grace of God go I” mentality. This may have accounted for the generous manner in which the matter was resolved in the first place many years ago. Whether these resurrected feelings are appropriate or not, they exist and must be taken into consideration when formulating a plan.
If you are tasked with carrying out such a charged assignment and you take the time up front to assess the emotional environment, you will be that much better able to implement a plan that accounts for the feelings of those who would be needed to assist in getting the job done and help them handle it without so much additional upset. In other words, you would empathize with those with whom the former employee worked, acknowledge their feelings and address the resolution of the matter in a proper tone and manner, taking into consideration their feelings about the matter, rather than adopting a “business as usual” approach. The objective would be the same but by accommodating the current employees’ feelings, you will make the job much easier for all involved and likely minimize pushback.
The lesson of the day is to be aware of the emotional impact your legal recommendation may have on your client base and communicate your advice so that it is received not only with an appreciative intellect but with a welcoming heart.
* Originally posted December 8, 2011
Wednesday, December 21, 2011
Inside Perspective: Balancing personal beliefs against corporate responsibility*
As in-house lawyers, we must be fair-minded, we must be good examples, we must be sympathetic and empathetic. For most of us, this is not so difficult. However, we live in a complicated world. The workplace is a very diverse place. In-house lawyers encounter diversity in every form: cultural, color, gender, physical ability, sexual orientation, ethnic, religious. How do we ensure that “we all just get along” without compromising our personal beliefs and moving the business goals of the company forward, all while protecting the company from legal risk?
I know the general counsel of a very large public company. On his desk is a Bible, on his wall is artwork with quotes from that Bible. Personally, I feel very comfortable in his office because I share in his beliefs. If I was an employee of this man, would I feel as comfortable if he had a Quran on his desk and Islamic art on his walls? In such a case it would be the responsibility of that general counsel to make me feel just as comfortable under the latter circumstances as I do under the former.
How does one practice one’s personal beliefs without “offending” someone who believes differently? In the corporate world, I do not wear my religion on my shirt sleeve, I do not preach or engage in religious discussions (unless invited to do so). To behave otherwise would not only be counter to the manner in which I share my religion with others outside the office, but could also arguably create exposure for the company by evidencing a perceived (not actual) prejudice in my way of thinking. Of all the offices within the corporate structure (except for perhaps Human Resources), the general counsel must demonstrate absolute freedom from any hint of bias for or against someone who is not like them.
On the other hand, should in-house counsel be relegated to a state of exhibiting absolutely no spiritual life whatsoever? That would be quite unfair to those whose beliefs require them to reach out to others who may be spiritually in need. How, then, do we as in-house counsel “practice” our religion? Just like the business situations we encounter daily, we have to find fair compromise, balancing two of the most important aspects of our lives (work life and spiritual life), walking a fine line between the permissible and the impermissible.
In many cases, people in our position offer “testimony” to their faith through the way they live their lives, their interactions with clients, their daily practice of the principles they adhere to, their efforts at instilling those principles (not the religion) into the culture of the business. In other words, through example.
There are so many issues dividing us today. My hope is that although we have diverse viewpoints, we look to the common moral threads running through each of our belief systems and, within the workplace at least, apply them. Make no mistake, I am not advocating that we act in a morally relative manner. Rather, we must respect each other’s belief systems, hold true to our own principles, and practice our own traditions while being sensitive to creating a perception of bias for or against one belief system or another.
*Originally published on December 23, 2010
I know the general counsel of a very large public company. On his desk is a Bible, on his wall is artwork with quotes from that Bible. Personally, I feel very comfortable in his office because I share in his beliefs. If I was an employee of this man, would I feel as comfortable if he had a Quran on his desk and Islamic art on his walls? In such a case it would be the responsibility of that general counsel to make me feel just as comfortable under the latter circumstances as I do under the former.
How does one practice one’s personal beliefs without “offending” someone who believes differently? In the corporate world, I do not wear my religion on my shirt sleeve, I do not preach or engage in religious discussions (unless invited to do so). To behave otherwise would not only be counter to the manner in which I share my religion with others outside the office, but could also arguably create exposure for the company by evidencing a perceived (not actual) prejudice in my way of thinking. Of all the offices within the corporate structure (except for perhaps Human Resources), the general counsel must demonstrate absolute freedom from any hint of bias for or against someone who is not like them.
On the other hand, should in-house counsel be relegated to a state of exhibiting absolutely no spiritual life whatsoever? That would be quite unfair to those whose beliefs require them to reach out to others who may be spiritually in need. How, then, do we as in-house counsel “practice” our religion? Just like the business situations we encounter daily, we have to find fair compromise, balancing two of the most important aspects of our lives (work life and spiritual life), walking a fine line between the permissible and the impermissible.
In many cases, people in our position offer “testimony” to their faith through the way they live their lives, their interactions with clients, their daily practice of the principles they adhere to, their efforts at instilling those principles (not the religion) into the culture of the business. In other words, through example.
There are so many issues dividing us today. My hope is that although we have diverse viewpoints, we look to the common moral threads running through each of our belief systems and, within the workplace at least, apply them. Make no mistake, I am not advocating that we act in a morally relative manner. Rather, we must respect each other’s belief systems, hold true to our own principles, and practice our own traditions while being sensitive to creating a perception of bias for or against one belief system or another.
*Originally published on December 23, 2010
Wednesday, November 9, 2011
Implicit Bias*
Implicit Bias (also known as “Unconscious Bias” or “Hidden Bias”) has been described as negative associations that ordinary people are found to harbor in relation to various social groups – even while honestly reporting that they regard themselves as lacking these biases. Stated another way – it is believing that one is impartial, but behaving as if one is not.
The information presented by those who advance the notion that implicit bias is real and present in our everyday lives suggests that an open mind and serious self examination is required in order for each of us to test our self awareness and assess our own implicit biases. At the end of this column, you will have the opportunity to do just that by linking to a fascinating study being conducted by researchers at Harvard University. If you take this short test, you will receive feedback informing you where you may harbor subconscious bias toward certain social groups. I guarantee that you will be surprised at the delta between your conscious thinking and the way your brain actually responds to the test stimuli.
Implicit bias studies have shown that doctors are more likely to prescribe life-saving care to whites; that managers are more likely to hire and promote members of their own in-group; police are more likely to shoot a black man carrying a cell phone than a white man; and that referees in basketball are more likely to favor players with whom they share a racial identity. If doctors, business people, police men and women, and presumably objective professional referees are subject to unconscious biases, it would seem unrealistic to believe that lawyers are immune. The good news is that implicit bias can be overcome through awareness, acknowledgement and conscious effort.
Understanding implicit bias is important to lawyers because, once understood, it becomes an important tool for the way we approach our day-to-day jobs. The Harvard study shows that Implicit Biases vary from person to person and that implicit attitudes are modified by experience. Once we understand that we may have a bias for a particular group or groups over another, we can attempt to manage it, check it at the door, when making decisions or giving advice that pertains to or affects that group or a person with that group, for example, providing HR counsel on a RIF or assessing the credibility of an accused manager during an investigation. We can also use it to aid us in moving to a certain result, for example, in picking a jury that will be biased in favor of our client.
ALFA International, a global network of independent business focused law firms, together with ACC Chicago, sponsored an ethics seminar on implicit bias last week. Because this is an intriguing topic, new to many lawyers, there was a full house. People walked away talking about what they had just learned.
The featured speaker was U.S District Court Judge Mark Bennett, who has made the study of Implicit Bias the keystone of his unique approach to jury instructions. He is the first judge in the country to instruct all of his juries on the role of implicit bias in decision making; the state of California just last week approved the use of his pattern jury instruction on implicit bias for use in California criminal trials.
Whether or not you accept the concept of implicit bias, one thing is for certain – the study of implicit bias is not pseudo-science or the advancement of the latest wacky social theory. This is real grist for the mind’s mill and hundreds of social science studies are conducted on this topic each year.
Here is the link to the Project Implicit test site: https://implicit.harvard.edu/implicit/ . I invite you to test your self-awareness of bias against the actual bias shown by your behavior. While not perfect or absolute, the test results should move one to serious self-reflection and to be open to the possibility that one’s thinking is not as objective as one might hope or believe. I would love to see your comments posted after you have taken the test.
*Originally published October 26, 2011
The information presented by those who advance the notion that implicit bias is real and present in our everyday lives suggests that an open mind and serious self examination is required in order for each of us to test our self awareness and assess our own implicit biases. At the end of this column, you will have the opportunity to do just that by linking to a fascinating study being conducted by researchers at Harvard University. If you take this short test, you will receive feedback informing you where you may harbor subconscious bias toward certain social groups. I guarantee that you will be surprised at the delta between your conscious thinking and the way your brain actually responds to the test stimuli.
Implicit bias studies have shown that doctors are more likely to prescribe life-saving care to whites; that managers are more likely to hire and promote members of their own in-group; police are more likely to shoot a black man carrying a cell phone than a white man; and that referees in basketball are more likely to favor players with whom they share a racial identity. If doctors, business people, police men and women, and presumably objective professional referees are subject to unconscious biases, it would seem unrealistic to believe that lawyers are immune. The good news is that implicit bias can be overcome through awareness, acknowledgement and conscious effort.
Understanding implicit bias is important to lawyers because, once understood, it becomes an important tool for the way we approach our day-to-day jobs. The Harvard study shows that Implicit Biases vary from person to person and that implicit attitudes are modified by experience. Once we understand that we may have a bias for a particular group or groups over another, we can attempt to manage it, check it at the door, when making decisions or giving advice that pertains to or affects that group or a person with that group, for example, providing HR counsel on a RIF or assessing the credibility of an accused manager during an investigation. We can also use it to aid us in moving to a certain result, for example, in picking a jury that will be biased in favor of our client.
ALFA International, a global network of independent business focused law firms, together with ACC Chicago, sponsored an ethics seminar on implicit bias last week. Because this is an intriguing topic, new to many lawyers, there was a full house. People walked away talking about what they had just learned.
The featured speaker was U.S District Court Judge Mark Bennett, who has made the study of Implicit Bias the keystone of his unique approach to jury instructions. He is the first judge in the country to instruct all of his juries on the role of implicit bias in decision making; the state of California just last week approved the use of his pattern jury instruction on implicit bias for use in California criminal trials.
Whether or not you accept the concept of implicit bias, one thing is for certain – the study of implicit bias is not pseudo-science or the advancement of the latest wacky social theory. This is real grist for the mind’s mill and hundreds of social science studies are conducted on this topic each year.
Here is the link to the Project Implicit test site: https://implicit.harvard.edu/implicit/ . I invite you to test your self-awareness of bias against the actual bias shown by your behavior. While not perfect or absolute, the test results should move one to serious self-reflection and to be open to the possibility that one’s thinking is not as objective as one might hope or believe. I would love to see your comments posted after you have taken the test.
*Originally published October 26, 2011
Sunday, October 30, 2011
Reaching the next generation lawyer
This year marks the 24th anniversary of my licensure to practice law. I think such a benchmark allows me to now refer to those currently in law school as the “next generation” of lawyers. I recently had the unique opportunity to get together with a group of these next generation lawyers to discuss some of the things that don’t necessarily come through in the classroom.
Josie Gough, the director of experiential learning at Loyola University Chicago School of Law, invited me and David Susler to meet with her class of students to share the insight that comes with a few years of real life experience. Our discussion mirrored some of the issues that I have written about in this column, the idea being to help the students benefit by hearing from experienced lawyers who could describe some of the landmines that many lawyers may encounter over the course of their careers.
Although many issues were touched upon, the focus always returned to the notions of integrity, honor, duty and humility around which our talk was based. I was truly impressed with the way the students genuinely embraced these concepts and seemed determined to absorb as much as possible in the short time we had together.
I was similarly impressed with the way that Professor Gough reaches out to the community of lawyers to bring their actual experiences to life for students who have had relatively little exposure to practicing law. By working in externships and meeting lawyers from the real practice world, the students gain snippets of wisdom accumulated over the course of many lifetimes of practice across a broad practice base – private practice, in-house, public interest, judicial and government. Professor Gough uses her extensive “Rolodex” not only to connect her students with terrific practical experience externships, but also to call on lawyers like Susler and me to provide insight into the “softer” skills, such as getting along with your boss, creating value for the company in the legal department and nurturing quality relationships with your clients.
She also creates the opportunity for her students to affirm that what she teaches them in the classroom is not just theoretical. They learn from “outsiders” that maintaining their integrity is essential to a successful career and not just flowery language that means nothing once they actually enter practice – that it impacts how they will be viewed by judges and other lawyers for the rest of their careers. They learn that they will soon occupy positions of leadership in their communities, that they will be sought out to solve problems, that there are many gray areas and advice is usually not black and white, that they might have to make a difficult choice between a client and “doing the right thing.”
They learn to understand that their chosen profession is indeed noble and that they must act with nobility (not arrogance) and with heartfelt humility. They learn it is important to treat everyone with the dignity they deserve simply because they are a member of the human race – from their support staff or the poor pro bono client to the partner in the corner office. They learn that they must use the gifts they have been given and the positions they have earned, to give back to the community and to further enhance the profession of law.
Susler and I were privileged to have been a part of Professor Gough’s experiential learning class. If you are afforded a similar privilege, as a member of this noble profession you are called to answer, to help ensure that the next generation of lawyers continues to value the privilege of practicing law and the position of influence that goes along with it.
Josie Gough, the director of experiential learning at Loyola University Chicago School of Law, invited me and David Susler to meet with her class of students to share the insight that comes with a few years of real life experience. Our discussion mirrored some of the issues that I have written about in this column, the idea being to help the students benefit by hearing from experienced lawyers who could describe some of the landmines that many lawyers may encounter over the course of their careers.
Although many issues were touched upon, the focus always returned to the notions of integrity, honor, duty and humility around which our talk was based. I was truly impressed with the way the students genuinely embraced these concepts and seemed determined to absorb as much as possible in the short time we had together.
I was similarly impressed with the way that Professor Gough reaches out to the community of lawyers to bring their actual experiences to life for students who have had relatively little exposure to practicing law. By working in externships and meeting lawyers from the real practice world, the students gain snippets of wisdom accumulated over the course of many lifetimes of practice across a broad practice base – private practice, in-house, public interest, judicial and government. Professor Gough uses her extensive “Rolodex” not only to connect her students with terrific practical experience externships, but also to call on lawyers like Susler and me to provide insight into the “softer” skills, such as getting along with your boss, creating value for the company in the legal department and nurturing quality relationships with your clients.
She also creates the opportunity for her students to affirm that what she teaches them in the classroom is not just theoretical. They learn from “outsiders” that maintaining their integrity is essential to a successful career and not just flowery language that means nothing once they actually enter practice – that it impacts how they will be viewed by judges and other lawyers for the rest of their careers. They learn that they will soon occupy positions of leadership in their communities, that they will be sought out to solve problems, that there are many gray areas and advice is usually not black and white, that they might have to make a difficult choice between a client and “doing the right thing.”
They learn to understand that their chosen profession is indeed noble and that they must act with nobility (not arrogance) and with heartfelt humility. They learn it is important to treat everyone with the dignity they deserve simply because they are a member of the human race – from their support staff or the poor pro bono client to the partner in the corner office. They learn that they must use the gifts they have been given and the positions they have earned, to give back to the community and to further enhance the profession of law.
Susler and I were privileged to have been a part of Professor Gough’s experiential learning class. If you are afforded a similar privilege, as a member of this noble profession you are called to answer, to help ensure that the next generation of lawyers continues to value the privilege of practicing law and the position of influence that goes along with it.
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